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Data Guard Physical Standby Setup Using the Data Guard Broker in Oracle Database 21c

Data Guard is the name for Oracle's standby database solution, used for disaster recovery and high availability. This article gives an example of the setup and administration of Data Guard using the Data Guard Broker.

Related articles.

TL;DR

If you already know about Data Guard and want to quickly set up a demo environment using VirtualBox and Vagrant you can follow the instructions in my GitHub repository.

Assumptions

Primary Server Setup

Automatic Config

From Oracle 21c onward the PREPARE DATABASE FOR DATA GUARD command simplifies the setup of the primary database. Some of the steps below will not be necessary if you use this command. That will be noted in each section. Here is an example of using the automatic config that is consistent with the rest of this article.

mkdir -p ${ORACLE_BASE}/fast_recovery_area

dgmgrl / <<EOF
prepare database for data guard
  with db_unique_name is cdb1
  db_recovery_file_dest is "${ORACLE_BASE}/fast_recovery_area"
  db_recovery_file_dest_size is 20g;
exit;
EOF

Logging

The steps in this section are done automatically by the PREPARE DATABASE FOR DATA GUARD command. If you are using that approach, please ignore this section.

Check that the primary database is in archivelog mode.

select log_mode from v$database;

LOG_MODE
------------
NOARCHIVELOG

SQL>

If it is noarchivelog mode, switch is to archivelog mode.

shutdown immediate;
startup mount;
alter database archivelog;
alter database open;

Enabled forced logging by issuing the following command.

alter database force logging;
-- Make sure at least one logfile is present.
alter system switch logfile;

Create standby redo logs on the primary database (in case of switchovers). The standby redo logs should be at least as big as the largest online redo log and there should be one extra group per thread compared the online redo logs. In my case, the following standby redo logs must be created on both servers.

-- If Oracle Managed Files (OMF) is used.
alter database add standby logfile thread 1 group 10 size 50m;
alter database add standby logfile thread 1 group 11 size 50m;
alter database add standby logfile thread 1 group 12 size 50m;
alter database add standby logfile thread 1 group 13 size 50m;

-- If Oracle Managed Files (OMF) is not used.
alter database add standby logfile thread 1 group 10 ('/u01/oradata/cdb1/standby_redo01.log') size 50m;
alter database add standby logfile thread 1 group 11 ('/u01/oradata/cdb1/standby_redo02.log') size 50m;
alter database add standby logfile thread 1 group 12 ('/u01/oradata/cdb1/standby_redo03.log') size 50m;
alter database add standby logfile thread 1 group 13 ('/u01/oradata/cdb1/standby_redo04.log') size 50m;

If you want to use flashback database, enable it on the primary now, so it will be enabled on the standby also. It's very useful as you will see below.

alter database flashback on;

Initialization Parameters

Check the setting for the DB_NAME and DB_UNIQUE_NAME parameters. In this case they are both set to "cdb1" on the primary database.

SQL> show parameter db_name

NAME				     TYPE	 VALUE
------------------------------------ ----------- ------------------------------
db_name 			     string	 cdb1

SQL> show parameter db_unique_name

NAME				     TYPE	 VALUE
------------------------------------ ----------- ------------------------------
db_unique_name			     string	 cdb1

SQL>

The DB_NAME of the standby database will be the same as that of the primary, but it must have a different DB_UNIQUE_NAME value. For this example, the standby database will have the value "cdb1_stby".

Make sure the STANDBY_FILE_MANAGEMENT parameter is set. This will already be set if you are using the PREPARE DATABASE FOR DATA GUARD command.

alter system set standby_file_management=auto;

Service Setup

Entries for the primary and standby databases are needed in the "$ORACLE_HOME/network/admin/tnsnames.ora" files on both servers. You can create these using the Network Configuration Utility (netca) or manually. The following entries were used during this setup. Notice the use of the SID, rather than the SERVICE_NAME in the entries. This is important as the broker will need to connect to the databases when they are down, so the services will not be present.

cdb1 =
  (DESCRIPTION =
    (ADDRESS_LIST =
      (ADDRESS = (PROTOCOL = TCP)(HOST = ol8-21-dg1)(PORT = 1521))
    )
    (CONNECT_DATA =
      (SID = cdb1)
    )
  )

cdb1_stby =
  (DESCRIPTION =
    (ADDRESS_LIST =
      (ADDRESS = (PROTOCOL = TCP)(HOST = ol8-21-dg2)(PORT = 1521))
    )
    (CONNECT_DATA =
      (SID = cdb1)
    )
  )

The "$ORACLE_HOME/network/admin/listener.ora" file on the primary server contains the following configuration.

LISTENER =
  (DESCRIPTION_LIST =
    (DESCRIPTION =
      (ADDRESS = (PROTOCOL = TCP)(HOST = ol8-21-dg1)(PORT = 1521))
      (ADDRESS = (PROTOCOL = IPC)(KEY = EXTPROC1521))
    )
  )

SID_LIST_LISTENER =
  (SID_LIST =
    (SID_DESC =
      (GLOBAL_DBNAME = cdb1_DGMGRL)
      (ORACLE_HOME = /u01/app/oracle/product/21.0.0/db_1)
      (SID_NAME = cdb1)
      (ENVS="TNS_ADMIN=/u01/app/oracle/product/21.0.0/db_1/network/admin")
    )
  )

ADR_BASE_LISTENER = /u01/app/oracle

The "$ORACLE_HOME/network/admin/listener.ora" file on the standby server contains the following configuration. Since the broker will need to connect to the database when it's down, we can't rely on auto-registration with the listener, hence the explicit entry for the database.

LISTENER =
  (DESCRIPTION_LIST =
    (DESCRIPTION =
      (ADDRESS = (PROTOCOL = TCP)(HOST = ol8-21-dg2)(PORT = 1521))
      (ADDRESS = (PROTOCOL = IPC)(KEY = EXTPROC1521))
    )
  )

SID_LIST_LISTENER =
  (SID_LIST =
    (SID_DESC =
      (GLOBAL_DBNAME = cdb1_stby_DGMGRL)
      (ORACLE_HOME = /u01/app/oracle/product/21.0.0/db_1)
      (SID_NAME = cdb1)
      (ENVS="TNS_ADMIN=/u01/app/oracle/product/21.0.0/db_1/network/admin")
    )
  )

ADR_BASE_LISTENER = /u01/app/oracle

Once the listener.ora changes are in place, restart the listener on both servers.

lsnrctl stop
lsnrctl start

Standby Server Setup

Prepare for Duplicate

Create a parameter file for the standby database called "/tmp/initcdb1_stby.ora" with the following contents.

*.db_name='cdb1'

Create the necessary directories on the standby server.

mkdir -p /u01/app/oracle/oradata/cdb1/pdbseed
mkdir -p /u01/app/oracle/oradata/cdb1/pdb1
mkdir -p /u01/app/oracle/fast_recovery_area/cdb1
mkdir -p /u01/app/oracle/admin/cdb1/adump

Create a password file, with the SYS password matching that of the primary database.

$ orapwd file=/u01/app/oracle/product/21.0.0/db_1/dbs/orapwcdb1 password=Password1 entries=10

Create Standby Using DUPLICATE

Start the auxiliary instance on the standby server by starting it using the temporary "init.ora" file.

$ export ORACLE_SID=cdb1
$ sqlplus / as sysdba

SQL> STARTUP NOMOUNT PFILE='/tmp/initcdb1_stby.ora';

Connect to RMAN, specifying a full connect string for both the TARGET and AUXILIARY instances. Do not attempt to use OS authentication.

$ rman TARGET sys/Password1@cdb1 AUXILIARY sys/Password1@cdb1_stby

Now issue the following DUPLICATE command.

duplicate target database
  for standby
  from active database
  dorecover
  spfile
    set db_unique_name='cdb1_stby' COMMENT 'Is standby'
  nofilenamecheck;

If you need to convert file locations, or alter any initialisation parameters, you can do this during the DUPLICATE using the SET command.

duplicate target database
  for standby
  from active database
  dorecover
  spfile
    set db_unique_name='cdb1_stby' COMMENT 'Is standby'
    set db_file_name_convert='/original/directory/path1/','/new/directory/path1/','/original/directory/path2/','/new/directory/path2/'
    set log_file_name_convert='/original/directory/path1/','/new/directory/path1/','/original/directory/path2/','/new/directory/path2/'
    set job_queue_processes='0'
  nofilenamecheck;

A brief explanation of the individual clauses is shown below.

Once the command is complete, we can start using the broker.

Enable Broker

At this point we have a primary database and a standby database, so now we need to start using the Data Guard Broker to manage them. Connect to both databases (primary and standby) and issue the following command. This will already be set if you used the PREPARE DATABASE FOR DATA GUARD command.

alter system set dg_broker_start=true;

On the primary server, issue the following command to register the primary server with the broker.

$ dgmgrl sys/Password1@cdb1
DGMGRL for Linux: Release 21.0.0.0.0 - Production on Sun Aug 15 11:07:59 2021
Version 21.3.0.0.0

Copyright (c) 1982, 2021, Oracle and/or its affiliates.  All rights reserved.

Welcome to DGMGRL, type "help" for information.
Connected to "cdb1"
Connected as SYSDBA.
DGMGRL> create configuration my_dg_config as primary database is cdb1 connect identifier is cdb1;
Configuration "my_dg_config" created with primary database "cdb1"
DGMGRL>

Now add the standby database.

DGMGRL> add database cdb1_stby as connect identifier is cdb1_stby;
Database "cdb1_stby" added
DGMGRL>

Now we enable the new configuration.

DGMGRL> enable configuration;
Enabled.
DGMGRL>

The following commands show how to check the configuration and status of the databases from the broker.

DGMGRL> show configuration;

Configuration - my_dg_config

  Protection Mode: MaxPerformance
  Members:
  cdb1      - Primary database
    Warning: ORA-16905: The member was not enabled yet.

    cdb1_stby - Physical standby database
      Warning: ORA-16905: The member was not enabled yet.

Fast-Start Failover: DISABLED

Configuration Status:
SUCCESS   (status updated 26 seconds ago)

DGMGRL> show database cdb1;

Database - cdb1

  Role:                PRIMARY
  Intended State:      TRANSPORT-ON
  Redo Rate:           35.36 KByte/s  in 60 seconds (computed 1 second ago)
  Instance(s):
    cdb1

Database Status:
SUCCESS

DGMGRL> show database cdb1_stby;

Database - cdb1_stby

  Role:                PHYSICAL STANDBY
  Intended State:      APPLY-ON
  Transport Lag:       0 seconds (computed 9 seconds ago)
  Apply Lag:           0 seconds (computed 9 seconds ago)
  Average Apply Rate:  8.00 KByte/s
  Real Time Query:     OFF
  Instance(s):
    cdb1

Database Status:
SUCCESS

DGMGRL>

Stop/Start Managed Recovery

Managed recovery can be stopped and started on the standby database using the following commands from SQL*Plus.

-- Stop managed recovery.
alter database recover managed standby database cancel;

-- Start managed recovery.
alter database recover managed standby database disconnect;

Database Switchover

A database can be in one of two mutually exclusive modes (primary or standby). These roles can be altered at runtime without loss of data or resetting of redo logs. This process is known as a Switchover and can be performed using the following commands. Connect to the primary database (cdb1) and switchover to the standby database (cdb1_stby).

$ dgmgrl sys/Password1@cdb1
DGMGRL for Linux: Release 21.0.0.0.0 - Production on Sun Aug 15 11:16:30 2021
Version 21.3.0.0.0

Copyright (c) 1982, 2021, Oracle and/or its affiliates.  All rights reserved.

Welcome to DGMGRL, type "help" for information.
Connected to "cdb1"
Connected as SYSDBA.
DGMGRL> switchover to cdb1_stby;
2021-08-15T11:16:59.114+00:00
Performing switchover NOW, please wait...

2021-08-15T11:16:59.936+00:00
Operation requires a connection to database "cdb1_stby"
Connecting ...
Connected to "cdb1_stby"
Connected as SYSDBA.

2021-08-15T11:17:00.201+00:00
Continuing with the switchover...

2021-08-15T11:17:11.815+00:00
New primary database "cdb1_stby" is opening...

2021-08-15T11:17:11.815+00:00
Operation requires start up of instance "cdb1" on database "cdb1"
Starting instance "cdb1"...
Connected to an idle instance.
ORACLE instance started.
Connected to "cdb1"
Database mounted.

Connected to "cdb1"
2021-08-15T11:17:34.492+00:00
Switchover succeeded, new primary is "cdb1_stby"

2021-08-15T11:17:34.515+00:00
Switchover processing complete, broker ready.
DGMGRL>

Let's switch back to the original primary. Connect to the new primary (cdb1_stby) and switchover to the new standby database (cdb1).

$ dgmgrl sys/Password1@cdb1_stby
DGMGRL for Linux: Release 21.0.0.0.0 - Production on Sun Aug 15 11:18:40 2021
Version 21.3.0.0.0

Copyright (c) 1982, 2021, Oracle and/or its affiliates.  All rights reserved.

Welcome to DGMGRL, type "help" for information.
Connected to "cdb1_stby"
Connected as SYSDBA.
DGMGRL> switchover to cdb1;
2021-08-15T11:18:50.935+00:00
Performing switchover NOW, please wait...

2021-08-15T11:18:51.757+00:00
Operation requires a connection to database "cdb1"
Connecting ...
Connected to "cdb1"
Connected as SYSDBA.

2021-08-15T11:18:52.036+00:00
Continuing with the switchover...

2021-08-15T11:19:00.533+00:00
New primary database "cdb1" is opening...

2021-08-15T11:19:00.533+00:00
Operation requires start up of instance "cdb1" on database "cdb1_stby"
Starting instance "cdb1"...
Connected to an idle instance.
ORACLE instance started.
Connected to "cdb1_stby"
Database mounted.

Connected to "cdb1_stby"
2021-08-15T11:19:19.789+00:00
Switchover succeeded, new primary is "cdb1"

2021-08-15T11:19:19.810+00:00
Switchover processing complete, broker ready.
DGMGRL>

Database Failover

If the primary database is not available the standby database can be activated as a primary database using the following statements. Connect to the standby database (cdb1_stby) and failover.

$ dgmgrl sys/Password1@cdb1_stby
DGMGRL for Linux: Release 21.0.0.0.0 - Production on Sun Aug 15 11:24:36 2021
Version 21.3.0.0.0

Copyright (c) 1982, 2021, Oracle and/or its affiliates.  All rights reserved.

Welcome to DGMGRL, type "help" for information.
Connected to "cdb1_stby"
Connected as SYSDBA.
DGMGRL> failover to cdb1_stby;
2021-08-15T11:24:46.851+00:00
Performing failover NOW, please wait...

2021-08-15T11:25:08.354+00:00
Failover succeeded, new primary is "cdb1_stby".

2021-08-15T11:25:08.354+00:00
Failover processing complete, broker ready.
DGMGRL>

Since the standby database is now the primary database it should be backed up immediately.

The original primary database can now be configured as a standby. If flashback database was enabled on the primary database, then this can be done relatively easily with the following command.

DGMGRL> reinstate database cdb1;
2021-08-15T11:26:01.868+00:00
Reinstating database "cdb1", please wait...

2021-08-15T11:26:10.779+00:00
Operation requires shut down of instance "cdb1" on database "cdb1"
Shutting down instance "cdb1"...
Connected to "cdb1"
ORACLE instance shut down.

2021-08-15T11:26:12.293+00:00
Operation requires start up of instance "cdb1" on database "cdb1"
Starting instance "cdb1"...
Connected to an idle instance.
ORACLE instance started.
Connected to "cdb1"
Database mounted.

Connected to "cdb1"
2021-08-15T11:26:25.950+00:00
Continuing to reinstate database "cdb1" ...

2021-08-15T11:26:47.061+00:00
Reinstatement of database "cdb1" succeeded

2021-08-15T11:26:47.061+00:00
Reinstate processing complete, broker ready.
DGMGRL>

If flashback database is not enabled, you would have to manually recreate cdb1 as a standby. The basic process is the reverse of what you did previously.

# 1) Cleanup the old instance.
sqlplus / as sysdba <<EOF
shutdown immediate;
exit;
EOF
 
rm -Rf /u01/app/oracle/oradata/cdb1/*
rm -Rf /u01/app/oracle/fast_recovery_area/cdb1
rm -Rf /u01/app/oracle/fast_recovery_area/cdb1_stby
rm -Rf /u01/app/oracle/admin/cdb1
mkdir -p /u01/app/oracle/fast_recovery_area/cdb1
mkdir -p /u01/app/oracle/admin/cdb1/adump
mkdir -p /u01/app/oracle/oradata/cdb1/pdbseed
mkdir -p /u01/app/oracle/oradata/cdb1/pdb1
rm $ORACLE_HOME/dbs/spfilecdb1.ora

export ORACLE_SID=cdb1
sqlplus / as sysdba <<EOF
startup nomount pfile='/tmp/initcdb1_stby.ora';
exit;
EOF

# 2) Connect to RMAN.
$ rman target sys/Password1@cdb1_stby auxiliary sys/Password1@cdb1

# 3) Duplicate the database.
duplicate target database
  for standby
  from active database
  dorecover
  spfile
    set db_unique_name='cdb1' COMMENT 'Is standby'
  nofilenamecheck;

# 4) Connect to DGMDRL on the current primary.
$ dgmgrl sys/Password1@cdb1_stby

# 5) Enable the new standby.
DGMGRL> enable database cdb1;

Flashback Database

It was already mentioned in the previous section, but it is worth drawing your attention to Flashback Database once more. Although a switchover/switchback is safe for both the primary and standby database, a failover renders the original primary database useless for converting to a standby database. If flashback database is not enabled, the original primary must be scrapped and recreated as a standby database.

An alternative is to enable flashback database on the primary (and the standby if desired) so in the event of a failover, the primary can be flashed back to the time before the failover and quickly converted to a standby database, as shown above.

Read-Only Standby and Active Data Guard

Once a standby database is configured, it can be opened in read-only mode to allow query access. This is often used to offload reporting to the standby server, thereby freeing up resources on the primary server. When open in read-only mode, archive log shipping continues, but managed recovery is stopped, so the standby database becomes increasingly out of date until managed recovery is resumed.

To switch the standby database into read-only mode, do the following.

shutdown immediate;
startup mount;
alter database open read only;

To resume managed recovery, do the following.

shutdown immediate;
startup mount;
alter database recover managed standby database disconnect from session;

In 11g, Oracle introduced the Active Data Guard feature. This allows the standby database to be open in read-only mode, but still apply redo information. This means a standby can be available for querying, yet still be up to date. There are licensing implications for this feature, but the following commands show how active data guard can be enabled.

shutdown immediate;
startup mount;
alter database open read only;
alter database recover managed standby database disconnect from session;

Since managed recovery continues with active data guard, there is no need to switch back to managed recovery from read-only mode in this case.

Snapshot Standby

Introduced in 11g, snapshot standby allows the standby database to be opened in read-write mode. When switched back into standby mode, all changes made whilst in read-write mode are lost. This is achieved using flashback database, but the standby database does not need to have flashback database explicitly enabled to take advantage of this feature, thought it works just the same if it is.

Connect to the primary (cdb1) database and convert the standby database (cdb1_stby) to a snapshot standby.

$ dgmgrl sys/Password1@cdb1
DGMGRL for Linux: Release 21.0.0.0.0 - Production on Sun Aug 15 11:29:39 2021
Version 21.3.0.0.0

Copyright (c) 1982, 2021, Oracle and/or its affiliates.  All rights reserved.

Welcome to DGMGRL, type "help" for information.
Connected to "cdb1"
Connected as SYSDBA.
DGMGRL> convert database cdb1_stby to snapshot standby;
2021-08-15T11:29:56.599+00:00
Converting database "cdb1_stby" to a Snapshot Standby database, please wait...

2021-08-15T11:30:02.308+00:00
Database "cdb1_stby" converted successfully

2021-08-15T11:30:02.308+00:00
DGMGRL>

When you are finished with the snapshot standby, convert it back to a standby database.

$ dgmgrl sys/Password1@cdb1
DGMGRL for Linux: Release 21.0.0.0.0 - Production on Tue Feb 26 22:53:36 2018
Version 21.3.0.0.0

Copyright (c) 1982, 2019, Oracle and/or its affiliates.  All rights reserved.

Welcome to DGMGRL, type "help" for information.
Connected as SYSDBA.
DGMGRL> convert database cdb1_stby to physical standby;
DGMGRL for Linux: Release 21.0.0.0.0 - Production on Sun Aug 15 11:31:00 2021
Version 21.3.0.0.0

Copyright (c) 1982, 2021, Oracle and/or its affiliates.  All rights reserved.

Welcome to DGMGRL, type "help" for information.
Connected to "cdb1"
Connected as SYSDBA.
DGMGRL> convert database cdb1_stby to physical standby;
2021-08-15T11:31:10.844+00:00
Converting database "cdb1_stby" to a Physical Standby database, please wait...

2021-08-15T11:31:10.912+00:00
Operation requires shut down of instance "cdb1" on database "cdb1_stby"
Shutting down instance "cdb1"...
Connected to "cdb1_stby"
Database closed.
Database dismounted.
ORACLE instance shut down.

2021-08-15T11:31:18.433+00:00
Operation requires start up of instance "cdb1" on database "cdb1_stby"
Starting instance "cdb1"...
Connected to an idle instance.
ORACLE instance started.
Connected to "cdb1_stby"
Database mounted.

Connected to "cdb1_stby"
2021-08-15T11:31:27.139+00:00
Continuing to convert database "cdb1_stby" ...

2021-08-15T11:31:45.774+00:00
Database "cdb1_stby" converted successfully

2021-08-15T11:31:45.774+00:00
DGMGRL>

The standby is once again in managed recovery and archivelog shipping is resumed. Notice that flashback database is still not enabled.

DGMGRL> show configuration;

Configuration - my_dg_config

  Protection Mode: MaxPerformance
  Members:
  cdb1      - Primary database
    cdb1_stby - Physical standby database

Fast-Start Failover:  Disabled

Configuration Status:
SUCCESS   (status updated 34 seconds ago)

DGMGRL>

For more information see:

Hope this helps. Regards Tim...

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